Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Nathan JohnsenBCJ Capital ManagementWorld Equity Group, Inc.01-12-2009
Douglas John HerdtHornor, Townsend & Kent, LLCAllstate Financial Services, LLC$25001-13-2009
Brady Jake FullerLincoln Financial Advisors CorporationParkland Securities, LLC$10001-14-2009
Alan Richard BattlesBrighton Wealth Management, Inc.Purshe Kaplan Sterling Investments01-20-2009
Benjamin West DriggsUBS Financial Services Inc.Citigroup Global Markets Inc.$25002-06-2009
Marcia Anne GarrenMorgan Stanley & Co. IncorporatedH. Beck, Inc.02-09-2009
Paul Myron NormanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10002-12-2009
Kevin Clark KeslerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-12-2009
Tyler Joseph PettitD.A. Davidson & Co.Firstrade Securities Inc.$10002-13-2009
Mathew Jay HuffordUBS Financial Services Inc.Morgan Stanley & Co. LLC$50002-19-2009
Don M BunnellUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Christopher R SoutasUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Douglas Blaine AndersonMorgan Stanley & Co. LLCUBS Financial Services Inc.$10003-01-2009
Gregory T MillerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-01-2009
David ShipleyChase Investment Services Corp.Woodbury Financial Services, Inc.03-01-2009
Matthew Paul VanbeekumRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC03-02-2009
Scott R. ChappellRBC Capital Markets, LLCUBS Financial Services Inc.$50003-03-2009
Russell W. ToblerRBC Capital Markets, LLCUBS Financial Services Inc.$50003-03-2009
Robert Stephen CheneyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-10-2009
Bradley Taylor MillerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-10-2009
Brian Scott UrieBCJ Capital ManagementAXA Advisors, LLC03-11-2009
Marty D Mecham Sr.H&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-13-2009
Jeffrey Todd RipponH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-13-2009
Fredrick Martin RandhahnH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-13-2009
Matthew K MeeseLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-13-2009
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Showing 1 to 25 of 1,430 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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