Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Kim JonesTransamerica Financial Advisors, IncAXA Advisors, LLC$2503-24-2020
Patrick Klein LunderganAlbion Financial GroupAXA Advisors, LLC08-20-2019
Steffanie StaplesAXA Advisors, LLCAXA Advisors, LLC04-02-2019
William Jeffrey LoertscherFidelity Brokerage Services LLCAXA Advisors, LLC12-12-2018
Philip C. MerrillAXA Advisors, LLCAXA Advisors, LLC$104-18-2018
Kenneth Clark WinegarPark Avenue Securities LLCAXA Advisors, LLC02-20-2018
Adam Christian JensenFidelity Brokerage Services LLCAXA Advisors, LLC12-18-2017
Marc CabanillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-13-2017
Nikki GilbrethNorth Capital Private Securities CorporationAXA Advisors, LLC05-11-2017
Justin A. FalzonePark Avenue Securities LLCAXA Advisors, LLC03-31-2017
Aaron Wayne SchulerPark Avenue Securities LLCAXA Advisors, LLC03-28-2017
Ryan Hans BeckPark Avenue Securities LLCAXA Advisors, LLC$5002-06-2017
Carl John RidingIndependent Financial Group, LLCAXA Advisors, LLC06-14-2016
David Paul AndersenWorld Equity Group, Inc.AXA Advisors, LLC02-02-2016
Rachel HudgensMetLife Securities Inc.AXA Advisors, LLC02-01-2016
Christopher David MorrillCambridge Investment Research, Inc.AXA Advisors, LLC$2501-12-2016
Michael H FrandsenCambridge Investment Research, Inc.AXA Advisors, LLC$2501-11-2016
Joseph Andrew DavisSecurities America, Inc.AXA Advisors, LLC11-03-2015
Jeremy Curtis WilliamsFidelity Brokerage Services LLCAXA Advisors, LLC10-15-2015
Anthony Stephen KovacsFidelity Brokerage Services LLCAXA Advisors, LLC10-06-2015
Delmer P. HydeWorld Equity Group, Inc.AXA Advisors, LLC09-15-2015
Christopher Joseph CordovaElevated Capital Advisors, LLCAXA Advisors, LLC08-31-2015
Jake Floyd MellorWorld Equity Group, Inc.AXA Advisors, LLC06-22-2015
Richard Joshua HardmanWorld Equity Group, Inc.AXA Advisors, LLC05-20-2015
Kevin G. BauerWorld Equity Group, Inc.AXA Advisors, LLC$5005-12-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.