Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Klein LunderganAlbion Financial GroupAXA Advisors, LLC08-20-2019
Steffanie StaplesAXA Advisors, LLCAXA Advisors, LLC04-02-2019
Philip C. MerrillAXA Advisors, LLCAXA Advisors, LLC$104-18-2018
Daniel William MurdockAXA Advisors, LLCAXA Advisors, LLC$2501-05-2011
Christopher David MorrillCambridge Investment Research, Inc.AXA Advisors, LLC$2501-12-2016
Michael H FrandsenCambridge Investment Research, Inc.AXA Advisors, LLC$2501-11-2016
John Ben NeuenswanderCetera Advisor Networks LLCAXA Advisors, LLC$2506-17-2010
Christopher Joseph CordovaElevated Capital Advisors, LLCAXA Advisors, LLC08-31-2015
William Jeffrey LoertscherFidelity Brokerage Services LLCAXA Advisors, LLC12-12-2018
Adam Christian JensenFidelity Brokerage Services LLCAXA Advisors, LLC12-18-2017
Jeremy Curtis WilliamsFidelity Brokerage Services LLCAXA Advisors, LLC10-15-2015
Anthony Stephen KovacsFidelity Brokerage Services LLCAXA Advisors, LLC10-06-2015
John L. Hutchings IIIGWN Securities Inc.AXA Advisors, LLC09-09-2013
Carl John RidingIndependent Financial Group, LLCAXA Advisors, LLC06-14-2016
Tyler Blaine FergusonLegend Equities CorporationAXA Advisors, LLC03-05-2010
Blair Michael WildingLegend Equities CorporationAXA Advisors, LLC03-05-2010
Jeffrey Curtis RoskelleyLPL Financial LLCAXA Advisors, LLC$1009-13-2011
Brian Neil SladeLPL Financial LLCAXA Advisors, LLC03-02-2010
Marc CabanillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-13-2017
Joel Robin LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-29-2012
Rachel HudgensMetLife Securities Inc.AXA Advisors, LLC02-01-2016
Kevin Charles RhodesMetLife Securities Inc.AXA Advisors, LLC04-24-2015
Richard Tyler LemmonMorgan StanleyAXA Advisors, LLC01-15-2013
Marc Peter HansenMorgan StanleyAXA Advisors, LLC12-14-2012
Nikki GilbrethNorth Capital Private Securities CorporationAXA Advisors, LLC05-11-2017
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.