Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Andrew LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.01-24-2019
Steven Lundquist, Ryan Lundquist, Martin, VanamenCentaurus Financial, Inc.Ameriprise Financial Services, Inc.$9903-23-2018
Robert Peterson WelchCoign Capital Advisors LLCAmeriprise Financial Services, Inc.09-18-2017
James Matthew ZundelCoign Capital Advisors LLCAmeriprise Financial Services, Inc.05-07-2014
Adam Gayle LeflerCoign Capital Advisors LLCAmeriprise Financial Services, Inc.05-02-2014
Roger Zebulun LoweCoign Capital Advisors LLCAmeriprise Financial Services, Inc.05-02-2014
Cristian A. MoncayoGoldman Sachs & Co.Ameriprise Financial Services, Inc.01-03-2018
Kellen Glade LeavittKCG Securities, LLCAmeriprise Financial Services, Inc.06-02-2014
Charles Dewitt Baker Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$25002-26-2016
James Masashi AokiLPL Financial LLCAmeriprise Financial Services, Inc.10-14-2015
Kim IsaacsonMorgan StanleyAmeriprise Financial Services, Inc.$12202-26-2014
James Henry GallegosMorgan StanleyAmeriprise Financial Services, Inc.$15010-02-2013
Dorne HallMSI Financial ServicesAmeriprise Financial Services, Inc.$16002-03-2017
David Scott BunnellMutual Securities, Inc.Ameriprise Financial Services, Inc.$10005-01-2014
David King EatonMutual Securities, Inc.Ameriprise Financial Services, Inc.$25005-01-2014
Mark Harold BurgonMutual Securities, Inc.Ameriprise Financial Services, Inc.$50005-01-2014
Steven William HendricksonMutual Securities, Inc.Ameriprise Financial Services, Inc.05-01-2014
Jerry Lynn FordMutual Securities, Inc.Ameriprise Financial Services, Inc.05-01-2014
Korey FarrMutual Securities, Inc.Ameriprise Financial Services, Inc.05-01-2014
David Adams GallmanNew England SecuritiesAmeriprise Financial Services, Inc.$10007-22-2009
Ron MasonRBC Wealth ManagementAmeriprise Financial Services, Inc.$7008-23-2018
Ryan Robert LarsenRefined Wealth ManagementAmeriprise Financial Services, Inc.01-17-2014
Matthew Robert WilliamsRefined Wealth ManagementAmeriprise Financial Services, Inc.01-14-2014
Jonathan Edward EvansSigma Financial CorporationAmeriprise Financial Services, Inc.04-19-2012
Joshua Ramar ReadyU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$50012-17-2013
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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