Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Aaron BillingsFidelity Brokerage Services LLCE*TRADE Securities LLC03-17-2020
Yerard Yesus BauzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC08-06-2019
Samuel Arthur TaylorFidelity Brokerage Services LLCE*TRADE Securities LLC06-25-2019
Melinda BastianFidelity Brokerage Services LLCE*TRADE Securities LLC05-20-2019
Alexander Fumiya LindseyLPL Financial LLCE*TRADE Securities LLC03-20-2019
Jay Van GreenburgBruce A. Lefavi Securities, Inc.E*TRADE Securities LLC06-04-2018
Cathy Lyn SullivanWells Fargo Clearing Services, LLCE*TRADE Securities LLC04-12-2018
Filip V. DomazetMorgan StanleyE*TRADE Securities LLC01-03-2018
Benjamin K. JacksonFidelity Brokerage Services LLCE*TRADE Securities LLC12-18-2017
Ralph J. Ramirez IIIWells Fargo Clearing Services, LLCE*TRADE Securities LLC07-21-2017
Goran GogicMorgan StanleyE*TRADE Securities LLC05-24-2017
Colby Thomas ThorntonWells Fargo Clearing Services, LLCE*TRADE Securities LLC04-07-2017
Loet ChaparroWells Fargo Clearing Services, LLCE*TRADE Securities LLC03-06-2017
Kelly R. ParkinsonWells Fargo Clearing Services, LLCE*TRADE Securities LLC03-06-2017
David V. TranWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-09-2016
Benjamin Notah TahyMorgan StanleyE*TRADE Securities LLC04-11-2016
Gavin Brent LambethJ.P. Morgan Securities LLCE*TRADE Securities LLC12-07-2015
Maria Gail GarnerWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-03-2015
Matthew Clayton WrightFidelity Brokerage Services LLCE*TRADE Securities LLC07-28-2015
Anthony Charles MariettiFidelity Brokerage Services LLCE*TRADE Securities LLC07-17-2015
Tamsen Rochelle ReidLPL Financial LLCE*TRADE Securities LLC07-09-2015
Gabriel D CarvalhoMorgan StanleyE*TRADE Securities LLC06-11-2015
Steven David SmithJ.P. Morgan Securities LLCE*TRADE Securities LLC06-04-2015
Derek Carl UniceFidelity Brokerage Services LLCE*TRADE Securities LLC06-03-2015
Scott Lee AllenFidelity Brokerage Services LLCE*TRADE Securities LLC04-08-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.