Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel William JulkunenFidelity Brokerage Services LLCFidelity Brokerage Services LLC10-10-2019
Robert Scott CrockettOneAmerica Securities, Inc.Fidelity Brokerage Services LLC07-18-2019
Tyler Brian BernardsTriad Advisors LLCFidelity Brokerage Services LLC06-04-2019
Kelsey Bryce VermeulenWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC04-24-2019
Dirk Brandon MalanWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC04-23-2019
Taylor David JonesE*TRADE Securities LLCFidelity Brokerage Services LLC03-14-2019
Spencer Andrew OrmeLPL Financial LLCFidelity Brokerage Services LLC03-01-2019
Kyle Scott ParkinEdward JonesFidelity Brokerage Services LLC01-30-2019
Jordan D. GillenJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-13-2018
Theresa Jeanette CombsCapital Wealth Advisors, LLCFidelity Brokerage Services LLC08-08-2018
Steven T. MorrowWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC08-07-2018
Justin Carter JensenWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC08-01-2018
Laura Marie SneadJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-17-2018
Seth David FluhmanMorgan StanleyFidelity Brokerage Services LLC07-12-2018
Cavet Nathaniel NelsonE*TRADE Securities LLCFidelity Brokerage Services LLC07-03-2018
Spencer M. HoutzMorgan StanleyFidelity Brokerage Services LLC04-10-2018
Brett Eugene EdwardsMorgan StanleyFidelity Brokerage Services LLC03-27-2018
Andrew Ronald BlackE*TRADE Securities LLCFidelity Brokerage Services LLC03-02-2018
Lucas L. AllenCapita Financial Network, LLCFidelity Brokerage Services LLC02-16-2018
Long Quang TrinhFidelity Brokerage Services LLCFidelity Brokerage Services LLC01-03-2018
Edward Aaron JolleyE*TRADE Securities LLCFidelity Brokerage Services LLC12-07-2017
Briton K. HillWeber Global Management, IncFidelity Brokerage Services LLC12-01-2017
Michael Nathan GreenbergGoldman Sachs & Co.Fidelity Brokerage Services LLC11-27-2017
Lee DickersonWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC10-17-2017
Matthew D. NaylorLPL Financial LLCFidelity Brokerage Services LLC06-28-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.