Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Pace McConkieResources Investment AdvisorsLPL Financial LLC10-23-2019
Craig Brimhall NelsonCrewe AdvisorsLPL Financial LLC03-13-2019
Jonathan Bennion SpencerWells Fargo Clearing Services, LLCLPL Financial LLC02-15-2019
Jason Carlyle SeymourTownSquare Capital, LLCLPL Financial LLC01-04-2019
Kathe Sorrentino WilsonLPL Financial LLCLPL Financial LLC12-19-2018
Andrea HillAmeriprise Financial Services, LLCLPL Financial LLC09-04-2018
Chase Manning FlintRaymond James Financial Services, Inc.LPL Financial LLC07-13-2018
Jeremy Stephen LeavittAmeriprise Financial Services, LLCLPL Financial LLC06-07-2018
Jason Reed NelsonKeystone Wealth AdvisorsLPL Financial LLC04-26-2018
Matthew Paul PettitCUSO Financial Services, L.P.LPL Financial LLC03-26-2018
Scott Andrew LevyTriad Advisors LLCLPL Financial LLC03-07-2018
Matthew Donald CarlsonCetera Advisor Networks LLCLPL Financial LLC03-05-2018
Justin Wade NelsonElevated Capital Advisors, LLCLPL Financial LLC02-08-2018
Hylan A. HarperCutter & Company, Inc.LPL Financial LLC12-01-2017
Shane Parker ChristiansenTriad Advisors LLCLPL Financial LLC$6712-01-2017
Kelly Lisa HoltmanTriad Advisors LLCLPL Financial LLC12-01-2017
Taylor Brad DanceTriad Advisors LLCLPL Financial LLC$2512-01-2017
Rustin LanceRoyal Alliance Associates, Inc.LPL Financial LLC11-20-2017
Amanda SmithTriad Advisors LLCLPL Financial LLC11-09-2017
Ashley Marie CarrilloCUSO Financial Services, L.P.LPL Financial LLC10-24-2017
Alan John Kapinos Jr.Resources Investment AdvisorsLPL Financial LLC$5009-29-2017
Ronald Charles MillsAmeriprise Financial Services, LLCLPL Financial LLC$2509-18-2017
Douglas Ried DanielsCUSO Financial Services, L.P.LPL Financial LLC09-12-2017
Chase Manning FlintLPL Financial LLCLPL Financial LLC08-25-2017
Christopher Thomas LuceNorth Capital Private Securities CorporationLPL Financial LLC$2406-14-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.