Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Ephim BrownRaymond James Financial Services Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2020
Alan D PaulsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Stephan Albert MicklosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-05-2019
Nicole Leatham Fernandez-SeoaneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$12912-05-2019
Nicholas William MarshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Cassie Anne AlveyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Richard W. Zito Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-14-2019
Shane Shirley BartholomewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-01-2019
Scott AllenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1208-01-2019
Melinda A. LewisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Travis Duane RichensWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Rolando M. QuintanaFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Joshua Benjamin HenshawRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Douglas BrunoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2019
Brock Thomas AdamsB.O.S.S. Retirement Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Eric J OlsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Marc CabanillaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2018
Stephen Duke MillerBankers Life Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2018
Aaron Charles ClemonsGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Alexandra Amalia NunesGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2018
David Ryan GuntherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2017
Dustin Joseph BruceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2017
Jon Montgomery WillhiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-28-2017
Julio C. GonzalezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-28-2017
David Neil SorensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2017
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.