Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Kyle McIntyreNPB Financial Group, LLCMorgan Stanley05-15-2020
Tyson Afa SmithRaymond James & Associates, Inc.Morgan Stanley$1,00012-19-2019
Samuel Jack LaceyE*TRADE Securities LLCMorgan Stanley10-04-2019
Jay Carling AverettE*TRADE Securities LLCMorgan Stanley10-03-2019
Ryan Simmons RichardsRaymond James Financial Services, Inc.Morgan Stanley$5008-02-2019
Warren Dean HaroldsenFidelity Brokerage Services LLCMorgan Stanley05-28-2019
Winston Orlando WaltersFidelity Brokerage Services LLCMorgan Stanley05-09-2019
Kraig Livingston CarlsonMorgan StanleyMorgan Stanley05-01-2019
Marty D Mecham Sr.Fidelity Brokerage Services LLCMorgan Stanley$10004-10-2019
Ben G G BellonLPL Financial LLCMorgan Stanley03-20-2019
Benjamin Notah TahyFidelity Brokerage Services LLCMorgan Stanley01-17-2019
Michael Shane KundingerU.S. Bancorp Investments, Inc.Morgan Stanley12-05-2018
Sandra Murri JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-05-2018
Ata Joe Chu ShingWells Fargo Clearing Services, LLCMorgan Stanley$15012-04-2018
Daniel A MontesinosWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Donovan Stephen WrightWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Trevor J WetzelWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Jeff Robert WhyteWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Todd Brent ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2018
Justin Aaron RaleighWells Fargo Clearing Services, LLCMorgan Stanley$5011-27-2018
Jesse Fortney BohannonJ.P. Morgan Securities LLCMorgan Stanley11-01-2018
Tamara Leigh TaylorTD Ameritrade Investment Management, LLCMorgan Stanley05-30-2018
Kenneth Reid CuthbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-13-2018
Robert Sallis CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-13-2018
Andrew Freeman DiltsE*TRADE Securities LLCMorgan Stanley03-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.