Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott PeckRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC04-09-2020
Ammon J DomanCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-16-2020
Benjamin J HewlettWealth Navigation AdvisorsNorthwestern Mutual Investment Services, LLC05-22-2019
Jacob Anthony RustTownSquare Capital, LLCNorthwestern Mutual Investment Services, LLC05-07-2019
Jeremy Jackson ThrelkeldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2019
Gregory S MerrillCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$1010-08-2018
Jodi Lee VawdreyRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC06-12-2018
Derek J. SlausonFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC06-30-2017
Phillip E. Jung IVE*TRADE Securities LLCNorthwestern Mutual Investment Services, LLC04-12-2017
Jason L. ShumwayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-10-2017
Donna Krager LyonKCG Securities, LLCNorthwestern Mutual Investment Services, LLC05-23-2016
Matthew Karl HaidenthallerFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-04-2015
Phillip Jay WarnerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2015
Kyle Nathan WolseleyMorgan StanleyNorthwestern Mutual Investment Services, LLC01-05-2015
Stefanie Lee BlackwoodFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC10-30-2014
Micah Wesley PattersonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-15-2014
Joseph S. CannonArete Wealth Management, LLCNorthwestern Mutual Investment Services, LLC$5011-05-2013
Richard Lee Shaum IIIFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC08-02-2013
Christopher S CheneyTwin Peaks Wealth Management LLCNorthwestern Mutual Investment Services, LLC01-03-2013
Christopher Daniel MasonMorgan StanleyNorthwestern Mutual Investment Services, LLC01-02-2013
Ronald William HadaFirst Allied Securities, Inc.Northwestern Mutual Investment Services, LLC$1001-03-2012
Tyson Afa SmithMorgan StanleyNorthwestern Mutual Investment Services, LLC$5012-01-2011
Nadine Cynthia KerutisRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-14-2009

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.