Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Bard TechmeyerPFS Investments Inc.PFS Investments Inc.01-22-2020
Erick Nelson DelgadoWells Fargo Clearing Services, LLCPFS Investments Inc.12-19-2019
Peggy Hobbs McEwanTransamerica Financial Advisors, IncPFS Investments Inc.12-04-2019
Carolina S. PazPFS Investments Inc.PFS Investments Inc.01-24-2019
Timothy R. O'HaraPFS Investments Inc.PFS Investments Inc.11-02-2018
Ronald Larson WolfskillPFS Investments Inc.PFS Investments Inc.07-26-2018
Kevin Michael WoodsJ.P. Morgan Securities LLCPFS Investments Inc.03-28-2018
David A. CragunPFS Investments Inc.PFS Investments Inc.03-28-2018
Brandon Louis JensenPFS Investments Inc.PFS Investments Inc.01-16-2018
Jeronimo J SantosJ.P. Morgan Securities LLCPFS Investments Inc.11-07-2017
Petra M. CanoPFS Investments Inc.PFS Investments Inc.01-19-2016
Scott Phillip DixonPFS Investments Inc.PFS Investments Inc.$101-23-2014
Kevin Michael WoodsPFS Investments Inc.PFS Investments Inc.01-02-2014
Dean Alan WebbWells Fargo Clearing Services, LLCPFS Investments Inc.04-13-2012
Larry Alan GrayPFS Investments Inc.PFS Investments Inc.01-09-2012
Jerry Bingham BallFidelity Brokerage Services LLCPFS Investments Inc.11-14-2011
Daniel Brian RogersKey Investment Services LLCPFS Investments Inc.05-13-2011
Rebecca Ann KusseePFS Investments Inc.PFS Investments Inc.$10002-22-2011
Robert C. MadsenPFS Investments Inc.PFS Investments Inc.01-06-2011
Tyler Jody MayHorace Mann Investors, Inc.PFS Investments Inc.07-20-2010
Frances Elaine LujanPFS Investments Inc.PFS Investments Inc.04-20-2010
Michael Reid BishopPFS Investments Inc.PFS Investments Inc.03-23-2010
Michael Blake MartinPFS Investments Inc.PFS Investments Inc.01-07-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.