Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services, Inc.04-24-2019
Michael Bryce VenableFidelity Brokerage Services LLCRaymond James Financial Services, Inc.02-09-2019
Mark Jay MonsonCommonwealth Financial NetworkRaymond James Financial Services, Inc.09-26-2018
Matthew Reese MasonB.O.S.S. Retirement Advisors, LLCRaymond James Financial Services, Inc.08-08-2018
Joshua H. WoodburyCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.06-29-2018
Horace Lee Daniel Sr.Transamerica Financial Advisors, IncRaymond James Financial Services, Inc.01-25-2018
Timothy Michael GottfredsonFinancial Insight CenterRaymond James Financial Services, Inc.01-10-2018
Pamela Jane HeathMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.02-28-2017
Nicholas James LarsenCUSO Financial Services, L.P.Raymond James Financial Services, Inc.01-09-2017
Bret Richard TillmanFidelity Brokerage Services LLCRaymond James Financial Services, Inc.$10004-23-2015
Richard Steven MilesCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.$5004-10-2015
Matthew P. VanbeekumFidelity Brokerage Services LLCRaymond James Financial Services, Inc.04-02-2012
Todd Mathew SchlappiPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.12-05-2011
Bruce D. ProbstFidelity Brokerage Services LLCRaymond James Financial Services, Inc.06-23-2011
Eddie Ray SnowKCG Securities, LLCRaymond James Financial Services, Inc.01-18-2011

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.