Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shad Earl SpurginE*TRADE Securities LLCTD Ameritrade, Inc.02-04-2020
Tamara Leigh TaylorCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-17-2019
Rocky Dee ChristenFidelity Brokerage Services LLCTD Ameritrade, Inc.08-17-2018
Spencer Robert FredricksonE*TRADE Securities LLCTD Ameritrade, Inc.07-03-2018
Jeremiah Wayne HughesE*TRADE Securities LLCTD Ameritrade, Inc.03-15-2018
Joshua Jeffrey BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.11-29-2017
Jeffrey Craig KempVoya Financial Advisors, Inc.TD Ameritrade, Inc.09-18-2017
Patrick Douglas PattersonVoya Financial Advisors, Inc.TD Ameritrade, Inc.09-07-2017
Gregory Lawrence SteedWells Fargo Clearing Services, LLCTD Ameritrade, Inc.09-06-2017
Lisa Leann BowersWells Fargo Clearing Services, LLCTD Ameritrade, Inc.09-06-2017
Tamara Leigh TaylorMorgan StanleyTD Ameritrade, Inc.09-06-2017
Paul Augustine DauFinancial Engines Advisors L.L.C.TD Ameritrade, Inc.08-07-2017
Ryan T. TuckerDFPG Investments, LLCTD Ameritrade, Inc.07-11-2017
Jesse Scott ShepherdNorth Capital Private Securities CorporationTD Ameritrade, Inc.07-05-2017
John Fernando SalcedoFidelity Brokerage Services LLCTD Ameritrade, Inc.04-06-2017
Mark Anson BalielE*TRADE Securities LLCTD Ameritrade, Inc.02-06-2017
Phillip E. Jung IVNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.08-18-2016
Richard Clinton PetersonE*TRADE Securities LLCTD Ameritrade, Inc.11-21-2012
Michael D. SmithFidelity Brokerage Services LLCTD Ameritrade, Inc.04-02-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.