Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Max Lane DockstaderAllstate Financial Services, LLCTransamerica Financial Advisors, Inc03-26-2020
David Levern HansenAllstate Financial Services, LLCTransamerica Financial Advisors, Inc01-23-2019
Ronald Scott MeansSummit Global Investments, LLCTransamerica Financial Advisors, Inc02-26-2018
Trevor Blaine ThompsonSummit Global Investments, LLCTransamerica Financial Advisors, Inc02-26-2018
Joseph Howard Spano Sr.Transamerica Financial Advisors, IncTransamerica Financial Advisors, Inc01-23-2018
Russell Vaughn BairdAvantax Investment Services, Inc.Transamerica Financial Advisors, Inc10-14-2016
Lisa D Hill-MillarTD Ameritrade Investment Management, LLCTransamerica Financial Advisors, Inc06-10-2016
Amy W. YostOneAmerica Securities, Inc.Transamerica Financial Advisors, Inc04-08-2016
Dennis W. D'ArnallKey Investment Services LLCTransamerica Financial Advisors, Inc03-11-2016
Jaden S. GurneyLPL Financial LLCTransamerica Financial Advisors, Inc08-24-2015
Nicole Michelle FinamoreOneAmerica Securities, Inc.Transamerica Financial Advisors, Inc07-17-2015
Robert RichardsonTransamerica Financial Advisors, IncTransamerica Financial Advisors, Inc01-08-2015
Lewis Herman Haupt IIIOneAmerica Securities, Inc.Transamerica Financial Advisors, Inc11-06-2014
Stephen Dixon RiriePurshe Kaplan Sterling InvestmentsTransamerica Financial Advisors, Inc03-19-2014
Ryan Kevin HauppaE*TRADE Securities LLCTransamerica Financial Advisors, Inc09-20-2013
Sochann KeoE*TRADE Securities LLCTransamerica Financial Advisors, Inc07-08-2013
Ryan Anthony SmithLPL Financial LLCTransamerica Financial Advisors, Inc06-27-2013
Korin YeagerE*TRADE Securities LLCTransamerica Financial Advisors, Inc03-06-2013
Kathleen BarlowEdward JonesTransamerica Financial Advisors, Inc11-27-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.