Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Don M. BunnellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.10-30-2017
Katherine Heather HornerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.04-18-2016
William Trent RiddRaymond James & Associates, Inc.UBS Financial Services Inc.02-03-2016
David Thomas MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-08-2015
Samuel Basil VetasRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2009
Brianne Mae AuneRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2009
Jason Ryan AndersenMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.05-01-2009
Kevin Clark KeslerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-12-2009
Victor Scott RickmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10004-18-2016
David Michael GoarPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10003-30-2015
Darrell Thorsted JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10009-16-2013
John Charles PhillipsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10009-16-2013
Lawrence Scott DickersonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10009-16-2013
Mary Amy LeonardMorgan StanleyUBS Financial Services Inc.$10009-20-2010
Sandra Ovens BerglundMorgan StanleyUBS Financial Services Inc.$10009-16-2010
Douglas Blaine AndersonMorgan Stanley & Co. LLCUBS Financial Services Inc.$10003-01-2009
Paul Myron NormanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10002-12-2009
Mathew Jay HuffordWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$25004-18-2016
Chad Arlen CaywoodRaymond James & Associates, Inc.UBS Financial Services Inc.$25002-03-2016
Benjamin West DriggsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$25005-15-2015
Christopher R. SoutasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50004-18-2016
Tracy Holmes DuckworthMorgan StanleyUBS Financial Services Inc.$50009-13-2012
Alan Richard BattlesPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$50005-01-2009
Scott R. ChappellRBC Capital Markets, LLCUBS Financial Services Inc.$50003-03-2009
Russell W. ToblerRBC Capital Markets, LLCUBS Financial Services Inc.$50003-03-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.