Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael David CanavanLPL Financial LLCWaddell & Reed05-23-2019
John Douglas McFarlandLPL Financial LLCWaddell & Reed11-26-2018
Tanner K. JohnsonWealth Navigation AdvisorsWaddell & Reed03-01-2018
Lex John DrollingerLPL Financial LLCWaddell & Reed11-10-2017
Nicole L. PolatisUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed08-07-2017
Bradley Jay AllenLPL Financial LLCWaddell & Reed03-06-2017
Tabeetha Marie MoesingerHornor, Townsend & Kent, LLCWaddell & Reed01-13-2017
Justin Wade NelsonLPL Financial LLCWaddell & Reed06-23-2016
Jeffrey David ShrivesKey Investment Services LLCWaddell & Reed04-20-2016
Rolf Ferdinand SchulzFidelity Brokerage Services LLCWaddell & Reed$1009-21-2015
Lisa D Hill-MillarTransamerica Financial Advisors, IncWaddell & Reed01-21-2015
Danielle Sue EdwardsHornor, Townsend & Kent, LLCWaddell & Reed02-21-2014
Chandler Kirk LeetzowLPL Financial LLCWaddell & Reed10-08-2013
Dustin N. SmithFidelity Brokerage Services LLCWaddell & Reed11-17-2010
Christopher R. StaggMid Atlantic Capital CorporationWaddell & Reed10-11-2010
Shawn Steven RoghaarFidelity Brokerage Services LLCWaddell & Reed08-09-2010
Mark Andrew FellowsChase Investment Services Corp.Waddell & Reed$20008-01-2010
Brandon Bruce MajorE*TRADE Securities LLCWaddell & Reed07-20-2009

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.