Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ron MasonAmeriprise Financial Services, Inc.RBC Wealth Management$7008-23-2018
Ronald Noel MasonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-23-2018
Jeremy Stephen LeavittAmeriprise Financial Services, Inc.LPL Financial LLC06-07-2018
Darren Bruce HandleyAmeriprise Financial Services, Inc.Centaurus Financial, Inc.$2505-31-2018
Todd David HandleyAmeriprise Financial Services, Inc.MML Investors Services, LLC$2505-25-2018
Alexander Dale HancockAmeriprise Financial Services, Inc.MML Investors Services, LLC05-25-2018
Adam Bruce AndersonAmeriprise Financial Services, Inc.Edward Jones$15005-11-2018
Steven Lundquist, Ryan Lundquist, Martin, VanamenAmeriprise Financial Services, Inc.Centaurus Financial, Inc.$9903-23-2018
Ronald Charles MillsAmeriprise Financial Services, Inc.LPL Financial LLC$2509-18-2017
Bart L HinerAmeriprise Financial Services, Inc.Morgan Stanley$1909-06-2017
Dorne HallAmeriprise Financial Services, Inc.MSI Financial Services$16002-03-2017
Lynne Alton AndersonAmeriprise Financial Services, Inc.MetLife Securities Inc.$10002-03-2017
Dorne J HallAmeriprise Financial Services, Inc.MetLife Securities Inc.$4802-03-2017
Brian Stanley WalkerAmeriprise Financial Services, Inc.MetLife Securities Inc.$2602-03-2017
Patrick Allen PorterAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5001-20-2017
Thomas Edward NielsonAmeriprise Financial Services, Inc.Morgan Stanley$7907-22-2016
Jesse Dylan BollingerAmeriprise Financial Services, Inc.Morgan Stanley$3907-22-2016
Quin J GardnerAmeriprise Financial Services, Inc.Morgan Stanley02-27-2014
Kim IsaacsonAmeriprise Financial Services, Inc.Morgan Stanley$12202-26-2014
Wallace Evan Beck Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-23-2013
Jeffrey Todd RipponAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Rex M. BaxterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Bruce Robert WingroveAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kelly MillerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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