Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Craig WillsonAmeriprise Financial Services, LLCUBS Financial Services Inc.03-06-2020
Chad J. WillsonAmeriprise Financial Services, LLCUBS Financial Services Inc.03-06-2020
Nicole J OpieAmeriprise Financial Services, LLCUBS Financial Services Inc.03-06-2020
Blair James PerryAmeriprise Financial Services, LLCEdward Jones10-23-2019
Sam Basil VetasAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-09-2019
Brianne Mae AuneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-09-2019
Joseph Allen GoodnerAmeriprise Financial Services, LLCEdward Jones11-02-2018
Andrea HillAmeriprise Financial Services, LLCLPL Financial LLC09-04-2018
Ronald Noel MasonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5008-23-2018
Jeremy Stephen LeavittAmeriprise Financial Services, LLCLPL Financial LLC06-07-2018
Darren Bruce HandleyAmeriprise Financial Services, LLCCentaurus Financial, Inc.05-31-2018
Todd David HandleyAmeriprise Financial Services, LLCMML Investors Services, LLC$2505-25-2018
Alexander Dale HancockAmeriprise Financial Services, LLCMML Investors Services, LLC05-25-2018
Adam Bruce AndersonAmeriprise Financial Services, LLCEdward Jones$15005-11-2018
Martin Johanne VanamenAmeriprise Financial Services, LLCCentaurus Financial, Inc.$5003-27-2018
Steven W. LundquistAmeriprise Financial Services, LLCCentaurus Financial, Inc.$603-23-2018
Ryan Andrew LundquistAmeriprise Financial Services, LLCCentaurus Financial, Inc.03-23-2018
Steven Macrae FlockhartAmeriprise Financial Services, LLCEdward Jones11-01-2017
Ronald Charles MillsAmeriprise Financial Services, LLCLPL Financial LLC$2509-18-2017
Bart L HinerAmeriprise Financial Services, LLCMorgan Stanley$1909-06-2017
Dorne J HallAmeriprise Financial Services, LLCMetLife Securities Inc.$4802-03-2017
Brian Stanley WalkerAmeriprise Financial Services, LLCMetLife Securities Inc.$2602-03-2017
Lynne Alton AndersonAmeriprise Financial Services, LLCMetLife Securities Inc.$10002-03-2017
Tyler Dorne HallAmeriprise Financial Services, LLCMetLife Securities Inc.02-03-2017
Patrick Allen PorterAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5001-20-2017
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.