Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashley Marie CarrilloCUSO Financial Services, L.P.LPL Financial LLC10-24-2017
Benjamin James BirdCUSO Financial Services, L.P.Key Investment Services LLC01-02-2019
Brandon S. HandyCUSO Financial Services, L.P.OneAmerica Securities, Inc.12-14-2015
Brian David SearsCUSO Financial Services, L.P.TIAA-CREF Individual & Institutional Services, LLC11-02-2015
Douglas Ried DanielsCUSO Financial Services, L.P.LPL Financial LLC09-12-2017
Eric William HeathCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC05-19-2015
Frank H GerechtCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC05-12-2015
Matthew L. McFarlandCUSO Financial Services, L.P.J.P. Morgan Securities LLC05-05-2015
Matthew Paul PettitCUSO Financial Services, L.P.LPL Financial LLC03-26-2018
Nicholas James LarsenCUSO Financial Services, L.P.Raymond James Financial Services, Inc.01-09-2017
Ryan Jan TurnerCUSO Financial Services, L.P.LPL Financial LLC04-24-2017
Timothy John PesterCUSO Financial Services, L.P.Fifth Third Securities, Inc.11-06-2018

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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