Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shad RoundyCambridge Investment Research, Inc.Allegis Investment Services, LLC10-09-2015
Christopher David MorrillCambridge Investment Research, Inc.AXA Advisors, LLC$25001-12-2016
Michael H FrandsenCambridge Investment Research, Inc.AXA Advisors, LLC$25001-11-2016
Trent Johnson DavisCambridge Investment Research, Inc.FSC Securities Corporation$25010-04-2019
Mark Howard MoffittCambridge Investment Research, Inc.Geneos Wealth Management, Inc.01-25-2010
Kwintone Wade Houberg-LawtonCambridge Investment Research, Inc.Girard Securities, Inc.07-18-2017
Travis Matthew EwellCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC07-05-2019
Quinn Daniel CampbellCambridge Investment Research, Inc.MetLife Securities Inc.$10003-04-2016
John C. ForsgrenCambridge Investment Research, Inc.MML Investors Services, LLC$2501-20-2020
Ryan David TaylorCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Hans Tristan HeathCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Richard H. TannerCambridge Investment Research, Inc.MML Investors Services, LLC$50007-01-2011
Mark Franklin LeoneCambridge Investment Research, Inc.Morgan Stanley$73005-01-2014
David Churchill SheldonCambridge Investment Research, Inc.National Planning Corporation$22011-16-2017
John Reed MickelsonCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$25010-19-2012
James Patrick JenkinsCambridge Investment Research, Inc.Yellowstone Partners$50002-09-2017

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.