Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Odell BurnsCetera Advisor Networks LLCHIMCO Distribution Services Company09-02-2009
John Ben NeuenswanderCetera Advisor Networks LLCAXA Advisors, LLC$2506-17-2010
Michael J. StringhamCetera Advisor Networks LLCG.F. Investment Services, LLC04-12-2011
Steven Martin LindquistCetera Advisor Networks LLCAllstate Financial Services, LLC07-27-2012
David Franklin DoddsCetera Advisor Networks LLCLPL Financial LLC$1006-21-2013
R Kelly HarrisCetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
Louis Burtran BiglerCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Leonard Prestwich PenrodCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Travis Steven MorganCetera Advisor Networks LLCZions Direct, Inc.04-04-2014
Darin Delloyd ArnellCetera Advisor Networks LLCGoldman Sachs & Co.04-07-2014
Brett Erich LeonhardtCetera Advisor Networks LLCLincoln Financial Advisors Corporation$1005-08-2014
Paul Nunheimer ChamplinCetera Advisor Networks LLCZions Direct, Inc.$2509-02-2014
Sharon Kay WeinleCetera Advisor Networks LLCLincoln Financial Advisors Corporation10-09-2015
Stanley Bernard SecorCetera Advisor Networks LLCGirard Securities, Inc.11-01-2017
Rustin LanceCetera Advisor Networks LLCRoyal Alliance Associates, Inc.02-13-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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