Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Steward BarneyChase Investment Services Corp.Sunset Financial Services, Inc.05-01-2011
Brady Jake FullerChase Investment Services Corp.Parkland Securities, LLC$1004-29-2011
Bo LiChase Investment Services Corp.MetLife Securities Inc.01-01-2011
Curtis Luke RamsayChase Investment Services Corp.Edward Jones08-30-2010
Mark Andrew FellowsChase Investment Services Corp.Waddell & Reed$20008-01-2010
Ryan Kirk VanleeuwenChase Investment Services Corp.Farmers Financial Solutions, LLC08-01-2010
Lisa N BetheaChase Investment Services Corp.Chase Investment Services Corp.08-01-2010
John A. BaronChase Investment Services Corp.Fidelity Brokerage Services LLC03-29-2010
Brady Randall AllenChase Investment Services Corp.World Group Securities, Inc.$1008-17-2009
James Carter AndertonChase Investment Services Corp.Edward Jones$2504-01-2009
David ShipleyChase Investment Services Corp.Woodbury Financial Services, Inc.03-01-2009
Gregory T MillerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2009

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.