Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Daniel HarrisDFPG Investments, LLCAllegis Investment Services, LLC$10002-28-2019
Shane Allen JensenDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Colton Austin JensenDFPG Investments, LLCFidelity Personal and Workplace Advisors11-02-2018
Daniel Gerald GomezDFPG Investments, LLCHornor, Townsend & Kent, LLC$50003-01-2019
William Scott SheehanDFPG Investments, LLCInvestors Capital Corp.$10010-10-2012
Roy Russell JonesDFPG Investments, LLCLPL Financial LLC$25007-01-2015
Joshua Paul Edward Dale Ray JonesDFPG Investments, LLCLPL Financial LLC07-01-2015
Cameron Wesley FosterDFPG Investments, LLCOrchard Securities, LLC07-03-2017
Joan Marshall DuquetteDFPG Investments, LLCPruco Securities, LLC.04-26-2018
Steven Douglas MeahanDFPG Investments, LLCSandlapper Securities, LLC$25005-07-2013
Jason Lee McMullinDFPG Investments, LLCTriad Advisors LLC$15010-28-2011
Adam Nathan TaylorDFPG Investments, LLCTriad Advisors LLC$10010-25-2011
Kenneth G. BownDFPG Investments, LLCTriad Advisors LLC$25010-11-2011
Tyler James OlsenDFPG Investments, LLCVanguard Marketing Corporation07-07-2015

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.