Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Alan BlanchardDFPG Investments, LLCFidelity Personal and Workplace Advisors05-06-2019
Daniel Gerald GomezDFPG Investments, LLCHornor, Townsend & Kent, LLC$5003-01-2019
David Daniel HarrisDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Jason Robert JonesDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Shane Allen JensenDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Colton Austin JensenDFPG Investments, LLCFidelity Personal and Workplace Advisors11-02-2018
Joan DuquetteDFPG Investments, LLCPruco Securities, LLC.04-26-2018
Ryan T. TuckerDFPG Investments, LLCTD Ameritrade, Inc.07-11-2017
Cameron Wesley FosterDFPG Investments, LLCOrchard Securities, LLC07-03-2017
Mark Akert GilbertDFPG Investments, LLCLPL Financial LLC06-28-2016
Tyler James OlsenDFPG Investments, LLCVanguard Marketing Corporation07-07-2015
Roy Russell JonesDFPG Investments, LLCLPL Financial LLC$2507-01-2015
Joshua Paul Edward Dale Ray JonesDFPG Investments, LLCLPL Financial LLC07-01-2015
Steven Douglas MeahanDFPG Investments, LLCSandlapper Securities, LLC05-07-2013
William Scott SheehanDFPG Investments, LLCInvestors Capital Corp.10-10-2012
Jason Lee McMullinDFPG Investments, LLCTriad Advisors LLC10-28-2011
Adam Nathan TaylorDFPG Investments, LLCTriad Advisors LLC10-25-2011
Kenneth G. BownDFPG Investments, LLCTriad Advisors LLC$5010-11-2011
John William HomerDFPG Investments, LLCKMS Financial Services, Inc.07-01-2020
Kimball Roy DoxeyDFPG Investments, LLCKMS Financial Services, Inc.$29707-01-2020

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.