Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Tyler LowryE*TRADE Securities LLCJ.P. Morgan Securities LLC04-09-2020
Shad Earl SpurginE*TRADE Securities LLCTD Ameritrade, Inc.02-04-2020
Michael C. LowderE*TRADE Securities LLCWells Fargo Clearing Services, LLC10-24-2019
Samuel Jack LaceyE*TRADE Securities LLCMorgan Stanley10-04-2019
Jay Carling AverettE*TRADE Securities LLCMorgan Stanley10-03-2019
Taylor David JonesE*TRADE Securities LLCFidelity Brokerage Services LLC03-14-2019
Andrew David GreavesE*TRADE Securities LLCFidelity Personal and Workplace Advisors02-05-2019
Tyler BinghamE*TRADE Securities LLCJ.P. Morgan Securities LLC12-05-2018
Shawn Curtis PeckE*TRADE Securities LLCScottrade, Inc.08-16-2018
Spencer Robert FredricksonE*TRADE Securities LLCTD Ameritrade, Inc.07-03-2018
Cavet Nathaniel NelsonE*TRADE Securities LLCFidelity Brokerage Services LLC07-03-2018
Rachel HudgensE*TRADE Securities LLCFinancial Engines Advisors L.L.C.06-22-2018
Dustin Joseph BruceE*TRADE Securities LLCJ.P. Morgan Securities LLC06-13-2018
Joshua Enrique EspinozaE*TRADE Securities LLCEdward Jones05-03-2018
Patrick Douglas PattersonE*TRADE Securities LLCVoya Financial Advisors, Inc.03-27-2018
Theresa Marie SommerdykeE*TRADE Securities LLCRobert W. Baird & Co. Incorporated$10003-20-2018
Jeremiah Wayne HughesE*TRADE Securities LLCTD Ameritrade, Inc.03-15-2018
Andrew Freeman DiltsE*TRADE Securities LLCMorgan Stanley03-02-2018
Andrew Ronald BlackE*TRADE Securities LLCFidelity Brokerage Services LLC03-02-2018
Jack Randall JensenE*TRADE Securities LLCCUSO Financial Services, L.P.02-14-2018
Matthew Peter WattsE*TRADE Securities LLCWells Fargo Clearing Services, LLC12-18-2017
Edward Aaron JolleyE*TRADE Securities LLCFidelity Brokerage Services LLC12-07-2017
Steven Scott ElkinsE*TRADE Securities LLCMorgan Stanley10-30-2017
Mathew Robert JacksonE*TRADE Securities LLCStrategic Advisers LLC08-03-2017
Laura Alstrup MaynesE*TRADE Securities LLCWells Fargo Clearing Services, LLC04-28-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.