Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chase G. NielsenJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-16-2020
Luis Jared OchoaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-15-2019
Jesse Fortney BohannonJ.P. Morgan Securities LLCMorgan Stanley11-01-2018
Nicholas James McBrideJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors10-17-2018
Jordan D. GillenJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-13-2018
Laura Marie SneadJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-17-2018
Michael C. LowderJ.P. Morgan Securities LLCStrategic Advisers LLC04-30-2018
Kevin Michael WoodsJ.P. Morgan Securities LLCPFS Investments Inc.03-28-2018
Robert Bruce ReayJ.P. Morgan Securities LLCKCG Securities, LLC02-26-2018
Robert Charles ThorsenJ.P. Morgan Securities LLCMML Investors Services, LLC02-21-2018
Jeronimo J SantosJ.P. Morgan Securities LLCPFS Investments Inc.11-07-2017
Kevin Patrick FarrellJ.P. Morgan Securities LLCVanguard Marketing Corporation09-06-2017
Dustin Joseph BruceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2017
Michael Todd KroghJ.P. Morgan Securities LLCHornor, Townsend & Kent, LLC10-14-2016
Wesley Brandon WoodsJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-06-2016
Louis A StephensonJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-31-2016
Megan CrossJ.P. Morgan Securities LLCFidelity Brokerage Services LLC05-24-2016
Kyle David NevaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-28-2016
Michael Ray AddingtonJ.P. Morgan Securities LLCMorgan Stanley01-26-2016
Gavin Brent LambethJ.P. Morgan Securities LLCE*TRADE Securities LLC12-07-2015
Louis Joseph BattinoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-20-2015
John Mark CranerJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.08-18-2015
Steven David SmithJ.P. Morgan Securities LLCE*TRADE Securities LLC06-04-2015
Deborah EngebretsenJ.P. Morgan Securities LLCMML Investors Services, LLC04-30-2015
Hugo L. JuarezJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC04-23-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.