Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory T MillerJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Sabra May PitkinJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Drew Fg ArmstrongJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jay Steward BarneyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jennifer PalmerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Von W William EtcherJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Tyson S. CaveJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jamie Cannon LloydJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Doug C. BodellJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Curtis Luke RamsayJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Claudia L. YazzieJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Andrea S. NiederhauserJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jeremy D S McKayJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
William MarshallJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-16-2013
Jason Ryan AndersenJ.P. Morgan Securities LLCKey Investment Services LLC12-04-2013
Michael Jay HaneyJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$2506-02-2014
Aaron B. AtwoodJ.P. Morgan Securities LLCFidelity Brokerage Services LLC06-04-2014
Bradley BruschkeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-14-2014
Deborah EngebretsenJ.P. Morgan Securities LLCMML Investors Services, LLC04-30-2015
Steven David SmithJ.P. Morgan Securities LLCE*TRADE Securities LLC06-04-2015

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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