Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James HarlowLPL Financial LLCTH Financial$2508-14-2019
John Roland Taylor Jr.LPL Financial LLCRoyal Alliance Associates, Inc.07-19-2019
Jacob Bradley JordisonLPL Financial LLCWells Fargo Clearing Services, LLC07-12-2019
Blake Leland HansenLPL Financial LLCMML Investors Services, LLC06-27-2019
Michael David CanavanLPL Financial LLCWaddell & Reed05-23-2019
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services, Inc.04-24-2019
Spencer Andrew OrmeLPL Financial LLCFidelity Brokerage Services LLC03-01-2019
Jacob Michael HudsonLPL Financial LLCWells Fargo Clearing Services, LLC02-27-2019
John Douglas McFarlandLPL Financial LLCWaddell & Reed11-26-2018
Marc CabanillaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2018
Tanner TregeagleLPL Financial LLCRoyal Alliance Associates, Inc.05-21-2018
Steven Wesley CareyLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Lex John DrollingerLPL Financial LLCWaddell & Reed11-10-2017
Arlis Bernard OrtmanLPL Financial LLCCUSO Financial Services, L.P.07-11-2017
Thomas James WalkLPL Financial LLCBruce A. Lefavi Securities, Inc.07-05-2017
Matthew D. NaylorLPL Financial LLCFidelity Brokerage Services LLC06-28-2017
Ryan GuntherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10104-13-2017
David Ryan GuntherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-13-2017
Brian D. MooreLPL Financial LLCZions Direct, Inc.$5004-04-2017
Bradley Jay AllenLPL Financial LLCWaddell & Reed03-06-2017
Gregory Wilford AikenLPL Financial LLCZions Direct, Inc.02-01-2017
Wesley Michael GolieLPL Financial LLCCetera Investment Services LLC$15011-29-2016
Marni Ann CowanLPL Financial LLCCetera Investment Services LLC$1011-29-2016
David John KlingLPL Financial LLCCetera Investment Services LLC$1011-29-2016
Scott Alan BarstadLPL Financial LLCCetera Investment Services LLC11-29-2016
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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