Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robyn Lee MartinezLPL Financial LLCU.S. Bancorp Investments, Inc.03-26-2020
Mark David ArmstrongLPL Financial LLCRoyal Alliance Associates, Inc.02-21-2020
Daniel Leroy WhittenburgLPL Financial LLCLincoln Financial Advisors Corporation$15012-03-2019
Austyn Daniel WhittenburgLPL Financial LLCLincoln Financial Advisors Corporation12-03-2019
James Andrew FerrinLPL Financial LLCTriad Advisors LLC$112-02-2019
Michael Dean GourleyLPL Financial LLCSecurities America, Inc.$811-21-2019
James Karl DukeLPL Financial LLCMML Investors Services, LLC11-01-2019
John Rodney EnghLPL Financial LLCMML Investors Services, LLC11-01-2019
Chad Michael ChristensenLPL Financial LLCFirst Western Advisors09-10-2019
Timothy James HarlowLPL Financial LLCTH Financial$2508-14-2019
Scott AllenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1208-01-2019
Brian Glen KastelerLPL Financial LLCMML Investors Services, LLC07-31-2019
Jorge Torres BecerraLPL Financial LLCMML Investors Services, LLC$2507-30-2019
Joseph Lionel TaylorLPL Financial LLCMML Investors Services, LLC07-30-2019
Mike R DonaldsonLPL Financial LLCMML Investors Services, LLC$1007-30-2019
Nathan Jensen WoodwardLPL Financial LLCMML Investors Services, LLC07-30-2019
Patrick S. LatimerLPL Financial LLCMML Investors Services, LLC07-30-2019
John Roland Taylor Jr.LPL Financial LLCRoyal Alliance Associates, Inc.07-19-2019
Tiffani Lynn HamiltonLPL Financial LLCWells Fargo Clearing Services, LLC07-16-2019
Jacob Bradley JordisonLPL Financial LLCWells Fargo Clearing Services, LLC07-12-2019
Blake Leland HansenLPL Financial LLCMML Investors Services, LLC$106-27-2019
James Volker CardallLPL Financial LLCMML Investors Services, LLC05-29-2019
Michael David CanavanLPL Financial LLCWaddell & Reed05-23-2019
Shad Matthew EvansLPL Financial LLCKestra Advisory Services, LLC05-15-2019
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services, Inc.04-24-2019
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.