Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela M. MirrioneLPL Financial LLCWealthPlan Advisors, LLC01-08-2016
Anton R BrogLPL Financial LLCMML Investors Services, LLC10-25-2013
Arlis Bernard OrtmanLPL Financial LLCCUSO Financial Services, L.P.07-11-2017
Austin J GreenLPL Financial LLCWells Fargo Clearing Services, LLC08-25-2011
Ben Karl BlakeLPL Financial LLCZions Direct, Inc.09-19-2016
Blake Leland HansenLPL Financial LLCMML Investors Services, LLC06-27-2019
Brad HessLPL Financial LLCWorld Group Securities, Inc.$1001-03-2011
Bradley Jay AllenLPL Financial LLCWaddell & Reed03-06-2017
Brian D. MooreLPL Financial LLCZions Direct, Inc.$5004-04-2017
Brian HillLPL Financial LLCWesBanco Securities$8207-27-2015
Brian Neil SladeLPL Financial LLCAXA Advisors, LLC03-02-2010
Bruce Douglas HaswellLPL Financial LLCCetera Investment Services LLC11-29-2016
Bryce Derek HolleyLPL Financial LLCKey Investment Services LLC11-07-2016
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services, Inc.04-24-2019
Charles Dewitt Baker Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$7802-26-2016
Chris D. MorinLPL Financial LLCCetera Investment Services LLC11-29-2016
Christine Lacey StackLPL Financial LLCCetera Investment Services LLC11-29-2016
Colby J. YoungLPL Financial LLCFidelity Brokerage Services LLC03-28-2013
Colton ReadingLPL Financial LLCMML Investors Services, LLC12-17-2014
Colton Shane SmithLPL Financial LLCLincoln Financial Securities Corporation11-01-2011
Cyndy Michelle StrandLPL Financial LLCCetera Investment Services LLC11-29-2016
Daniel Melvin WhiteheadLPL Financial LLCZions Direct, Inc.09-29-2010
David Alexander GunnLPL Financial LLCFidelity Brokerage Services LLC01-29-2016
David Boyd WagstaffLPL Financial LLCMML Investors Services, LLC12-17-2012
David John KlingLPL Financial LLCCetera Investment Services LLC$1011-29-2016
Next Page »

Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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