Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Andrew LevyLPL Financial LLCAmegy Investments, Inc.11-06-2015
Charles Dewitt Baker Jr.LPL Financial LLCAmeriprise Financial Services, LLC$2502-26-2016
James Masashi AokiLPL Financial LLCAmeriprise Financial Services, LLC$5010-14-2015
Jeffrey Curtis RoskelleyLPL Financial LLCAXA Advisors, LLC$1009-13-2011
Brian Neil SladeLPL Financial LLCAXA Advisors, LLC03-02-2010
Thomas James WalkLPL Financial LLCBruce A. Lefavi Securities, Inc.07-05-2017
Nicholas Oberg JacksonLPL Financial LLCCambridge Investment Research, Inc.12-17-2012
Joshua R CookLPL Financial LLCCetera Advisor Networks LLC$1009-28-2016
Stephen Jay MartinLPL Financial LLCCetera Advisor Networks LLC01-29-2016
Craig Brimhall NelsonLPL Financial LLCCetera Advisor Networks LLC01-12-2012
Marni Ann CowanLPL Financial LLCCetera Investment Advisers LLC$1011-29-2016
Bruce Douglas HaswellLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Lynn Marie CaraveauLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Molly Nicholls NelsonLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Chris D. MorinLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Devin Randall ScottLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Steven John LiebzeitLPL Financial LLCCetera Investment Services LLC11-29-2016
Scott Alan BarstadLPL Financial LLCCetera Investment Services LLC$12411-29-2016
Lisa Marie VnoucekLPL Financial LLCCetera Investment Services LLC11-29-2016
John Douglas WilliamsLPL Financial LLCCetera Investment Services LLC$1311-29-2016
Matthew R. SleepLPL Financial LLCCetera Investment Services LLC11-29-2016
Wesley Michael GolieLPL Financial LLCCetera Investment Services LLC$15011-29-2016
Cyndy Michelle StrandLPL Financial LLCCetera Investment Services LLC11-29-2016
David John KlingLPL Financial LLCCetera Investment Services LLC$1011-29-2016
Christine Lacey StackLPL Financial LLCCetera Investment Services LLC11-29-2016
Next Page »

Showing 1 to 25 of 133 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.