Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff R WhyteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-20-2020
Joan M KucinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC08-12-2020
Craig R KappMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.05-06-2020
Matthew Donald CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors04-16-2020
Robert Andrew TorresMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-09-2020
Tyler James MorinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-03-2019
Diana Schiers GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrewe Advisors09-17-2019
Joan DuquetteMerrill Lynch, Pierce, Fenner & Smith IncorporatedDFPG Investments, LLC09-05-2019
Avereigh Layne ClarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEPIQ Capital Group, LLC02-06-2019
Sandra Murri-JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-05-2018
Kenneth Reid CuthbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-13-2018
Robert Sallis CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-13-2018
Lynn BrandenburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10012-15-2017
Lynn Rene BrandenburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00012-15-2017
Pamela HeathMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$10002-28-2017
Selina F RaassMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-21-2014
Jennifer N MadsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-25-2013
Spencer L OmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-24-2012
Joel R LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC06-29-2012
Todd Donaldson QuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthern Trust Securities, Inc.05-22-2012
Mori PaulsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2010
Jon S WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-16-2009
Brian Edward LingleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-08-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.