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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc CabanillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-13-2017
Joel Robin LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-29-2012
Robert A. TorresMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-09-2020
Tyler James MorinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-03-2019
Diana Schiers GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrewe Advisors09-17-2019
Joan DuquetteMerrill Lynch, Pierce, Fenner & Smith IncorporatedDFPG Investments, LLC09-05-2019
Yerard Yesus BauzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC08-06-2019
Derick Michael LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC03-02-2015
Thomas Merrill TreeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-01-2016
Avereigh Layne ClarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEPIQ Capital Group, LLC02-06-2019
Selina Fonuku RaassMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-21-2014
Stephen Wayne WattlesMerrill Lynch, Pierce, Fenner & Smith IncorporatedH. Beck, Inc.08-27-2010
Andrew Duane RigbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC05-02-2012
Shane Shirley BartholomewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-01-2019
Benjamin A. SwallowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2010
Sandra Murri JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-05-2018
Todd Brent ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2018
Kenneth Reid CuthbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-13-2018
Robert Sallis CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-13-2018
Michael Allen DukeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-13-2012
Philip DecallejonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-12-2012
Brian Murray NicholsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15001-04-2012
Connor J CottleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2011
Steven C Eror Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-29-2011
Brian Michael TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-12-2010
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.