Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melinda A. LewisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Brian John DelanyMorgan StanleyMulti-Bank Securities, Inc.06-21-2018
Shannon Nicole MontellMorgan StanleyJ.P. Morgan Securities LLC05-09-2018
James Sanford BinghamMorgan StanleyWells Fargo Clearing Services, LLC11-07-2017
Jon Montgomery Willhite, Brandon Drew Ross, Jon Pierson Willhite, Spencer WillhiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-28-2017
Julio C. Gonzalez, David Neil SorensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-28-2017
Justin Kyle McIntyreMorgan StanleyGoldman Sachs & Co.07-16-2016
Kimberly Alvarenga StarrMorgan StanleyFidelity Brokerage Services LLC02-26-2015
Kyle Nathan WolseleyMorgan StanleyNorthwestern Mutual Investment Services, LLC01-05-2015
Travis J. HeitzingerMorgan StanleyJ.P. Morgan Securities LLC11-13-2014
Richard PotashnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$13009-19-2014
Richard Martin PotashnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2014
Steven Tyler WitsmanMorgan StanleyWells Fargo Clearing Services, LLC10-29-2013
Brian Jason KahnMorgan StanleyResponsible Asset Management09-24-2013
Ryan Simmons RichardsMorgan StanleyLunt Capital Management Inc.05-03-2013
Blake Michael HammerMorgan StanleyCsfbdirect, Inc.12-17-2012
Paul William ShoemakerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2012
Kimberly Ann Nute-JonesMorgan StanleyHD Vest Investment Services11-14-2012
Tracy Holmes DuckworthMorgan StanleyUBS Financial Services Inc.$5009-13-2012
Christopher Taylor ShibleyMorgan StanleyChase Investment Services Corp.$1006-05-2012
Tyson Afa SmithMorgan StanleyNorthwestern Mutual Investment Services, LLC12-01-2011
Andrew Panek HaleMorgan StanleyE*TRADE Securities LLC08-15-2011
Mary Amy LeonardMorgan StanleyUBS Financial Services Inc.09-20-2010
Sandra Ovens BerglundMorgan StanleyUBS Financial Services Inc.09-16-2010
Charles Anthony Romano IIIMorgan StanleyEdward Jones05-03-2010
Next Page »

Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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