Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry GallegosMorgan StanleyAmeriprise Financial Services, LLC$15010-02-2013
Kimberly Ann Nute-JonesMorgan StanleyAvantax Investment Services, Inc.11-14-2012
Brandon Bruce MajorMorgan StanleyAvantax Investment Services, Inc.08-22-2012
Tricia EliasonMorgan StanleyAvantax Investment Services, Inc.05-17-2010
Richard Tyler LemmonMorgan StanleyAXA Advisors, LLC01-15-2013
Marc Peter HansenMorgan StanleyAXA Advisors, LLC12-14-2012
Christopher Taylor ShibleyMorgan StanleyChase Investment Services Corp.$1006-05-2012
Ryan Spencer MerrillMorgan StanleyCommonwealth Financial Network12-13-2012
Blake Michael HammerMorgan StanleyCsfbdirect, Inc.12-17-2012
Dax Kirk WestlundMorgan StanleyCsfbdirect, Inc.12-17-2012
Filip V. DomazetMorgan StanleyE*TRADE Securities LLC01-03-2018
Goran GogicMorgan StanleyE*TRADE Securities LLC05-24-2017
Benjamin Notah TahyMorgan StanleyE*TRADE Securities LLC04-11-2016
Gabriel D CarvalhoMorgan StanleyE*TRADE Securities LLC06-11-2015
Rohaib Shaheen HamidMorgan StanleyE*TRADE Securities LLC09-13-2013
Daniel A MontesinosMorgan StanleyE*TRADE Securities LLC07-02-2013
Vinita Tikam BrooksMorgan StanleyE*TRADE Securities LLC05-01-2013
Heivaha OngoongotauMorgan StanleyE*TRADE Securities LLC07-19-2012
Donovan Stephen WrightMorgan StanleyE*TRADE Securities LLC08-22-2011
Andrew Panek HaleMorgan StanleyE*TRADE Securities LLC08-15-2011
Kimball Eric PierceMorgan StanleyE*TRADE Securities LLC12-24-2009
Charles Anthony Romano IIIMorgan StanleyEdward Jones05-03-2010
Bryan Randall DimondMorgan StanleyFBL Marketing Services, LLC02-16-2010
Seth David FluhmanMorgan StanleyFidelity Brokerage Services LLC07-12-2018
Spencer M. HoutzMorgan StanleyFidelity Brokerage Services LLC04-10-2018
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.