Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher William LightPurshe Kaplan Sterling InvestmentsBruce A. Lefavi Securities, Inc.07-17-2018
Martin Geddes HurlburtPurshe Kaplan Sterling InvestmentsCetera Advisor Networks LLC$2312-05-2017
Ryan Eugene CranerPurshe Kaplan Sterling InvestmentsCambridge Investment Research Advisors, Inc.$5011-01-2017
David John AllredPurshe Kaplan Sterling InvestmentsGirard Securities, Inc.05-16-2017
Hailey Megan MeihlsPurshe Kaplan Sterling InvestmentsStrategic Advisers LLC05-10-2017
Richard Ellison Collins Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$10004-21-2017
Jordan Richard CollinsPurshe Kaplan Sterling InvestmentsMorgan Stanley$10004-21-2017
Brady Harker RiriePurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-21-2017
Bruce Benjamin GreenwaldPurshe Kaplan Sterling InvestmentsMorgan Stanley$5007-01-2016
David Michael GoarPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$1003-30-2015
Stephen Dixon RiriePurshe Kaplan Sterling InvestmentsTransamerica Financial Advisors, Inc03-19-2014
Todd Mathew SchlappiPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.12-05-2011
Alan Richard BattlesPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$5005-01-2009

Showing 1 to 13 of 13 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.