Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Miller KimballRaymond James Financial Services, Inc.First Western Advisors$15009-30-2019
Eric Calvin WallaceRaymond James Financial Services, Inc.First Western Advisors$15009-26-2019
Cole Alan CooperRaymond James Financial Services, Inc.First Western Advisors$15009-26-2019
Kathleen BarlowRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-01-2019
Kelly Allen AngellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Chase Manning FlintRaymond James Financial Services, Inc.LPL Financial LLC07-13-2018
Scott Mons BroadbentRaymond James Financial Services, Inc.Calton & Associates, Inc.10-04-2017
Joseph Orin HatchRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-01-2017
Lori Jane Baum, Kayla Tei KoeberRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2015
Jeffrey Bruce SolomonRaymond James Financial Services, Inc.Edward Jones$10006-02-2014
Allyn B. ShawRaymond James Financial Services, Inc.Principal Securities, Inc.05-27-2011
Mark LawRaymond James Financial Services, Inc.Yellowstone Partners$5011-08-2010
Brent Larkin ShakespeareRaymond James Financial Services, Inc.Edward Jones$2509-20-2010
Nathan Dean MoserRaymond James Financial Services, Inc.Morgan Stanley06-11-2010
Billy Cade PetersonRaymond James Financial Services, Inc.Morgan Stanley10-01-2009
Douglas Marvin ReesRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
Cody Tjas JohnsonRaymond James Financial Services, Inc.Edward Jones07-23-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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