Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tabeetha Marie MoesingerSecurities America, Inc.Hornor, Townsend & Kent, LLC03-13-2019
Derek Demar BohneSecurities America, Inc.Allegis Investment Services, LLC08-13-2018
Jeromy Daniel WoodSecurities America, Inc.ProEquities, Inc.$15003-30-2018
Stevan David GatesSecurities America, Inc.Allegis Investment Services, LLC06-20-2017
SteVan Heninger GatesSecurities America, Inc.Allegis Investment Services, LLC01-18-2017
Joseph Andrew DavisSecurities America, Inc.AXA Advisors, LLC11-03-2015
Kevin Jay LarsonSecurities America, Inc.LPL Financial LLC06-19-2015
Michael Dean GourleySecurities America, Inc.LPL Financial LLC$1010-01-2014
Kaitlyn Rose Van ZeeSecurities America, Inc.E*TRADE Securities LLC07-27-2011
Mary Ann GublerSecurities America, Inc.World Group Securities, Inc.04-13-2011

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.