Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Horace Lee Daniel Sr.Transamerica Financial Advisors, IncRaymond James Financial Services, Inc.01-25-2018
David Olaf FolkersonTransamerica Financial Advisors, IncFBL Investment Management Services, Inc.02-05-2014
Garth Lincoln DriggsTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Todd Jay ClowardTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Paul Franklin PaxtonTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Richard Leslie CunninghamTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Phillip Steven FosterTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Nicholas D. LangTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Steven Waldo StockdaleTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Boyd Frederick CurtisTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kevin James LarsenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Jeffrey Lynn BundersonTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Bradley Spencer WhittakerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Neal Lynn JackmanTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kristi Lee SorensenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kevin Lee GrenkoTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Susan Greeen KingTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Richard P. CunninghamTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Darren Loy PetersonTransamerica Financial Advisors, IncInvestment Advisors International, Inc.01-06-2012
Robert Bailey ArbonTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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