Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dwayne W. MitchellU.S. Bancorp Investments, Inc.Fidelity Personal and Workplace Advisors05-30-2019
Michael Shane KundingerU.S. Bancorp Investments, Inc.Morgan Stanley12-05-2018
Adam Christian JensenU.S. Bancorp Investments, Inc.Strategic Advisers LLC04-03-2018
Robyn Lee MartinezU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.06-28-2017
Craig R KappU.S. Bancorp Investments, Inc.Transamerica Investors Securities Corporation05-15-2017
Michael Daniel DunnU.S. Bancorp Investments, Inc.Strategic Advisers LLC09-30-2016
Louise Annette HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC10-30-2015
James Carter AndertonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$1007-01-2014
Joshua Ramar ReadyU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC$5012-17-2013
Raymond Cripps De Witt Jr.U.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC$2508-07-2012
Jeffrey David ShrivesU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC06-01-2012
Michael Jay HaneyU.S. Bancorp Investments, Inc.Morgan Stanley$5011-04-2011
Scott Ryan GonzalesU.S. Bancorp Investments, Inc.Edward Jones$1009-06-2011
Christopher Michael WilkinsonU.S. Bancorp Investments, Inc.LPL Financial LLC05-11-2011
Tyrel TaitU.S. Bancorp Investments, Inc.Chase Investment Services Corp.05-07-2010
Jason Martin DuhonU.S. Bancorp Investments, Inc.Key Investment Services LLC02-22-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.