Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Thomas LittleUBS Financial Services Inc.Securian Financial Services, Inc.11-09-2017
Kenneth Lee WebsterUBS Financial Services Inc.Morgan Stanley10-22-2015
Scott WeiermanUBS Financial Services Inc.Morgan Stanley$2510-16-2014
Michael PeirceUBS Financial Services Inc.Morgan Stanley$5010-16-2014
Sterling Max HansonUBS Financial Services Inc.RBC Capital Markets, LLC$2509-07-2012
Brandon Gregory PearsonUBS Financial Services Inc.Morgan Stanley$1003-15-2012
Allison SmootUBS Financial Services Inc.Morgan Stanley$10001-13-2012
Terri Ellen YeckleyUBS Financial Services Inc.Morgan Stanley$20001-13-2012
Annmarie BecciUBS Financial Services Inc.Morgan Stanley$1001-13-2012
Elizabeth Ann NielsonUBS Financial Services Inc.Morgan Stanley01-13-2012
Dale Ray WoolhiserUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
David Bradley PageUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-24-2009
Brian Thomas BallardUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-13-2009
Michael Gene MeyerUBS Financial Services Inc.Citigroup Global Markets Inc.04-13-2009
Don M. BunnellUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Christopher R. SoutasUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Mathew Jay HuffordUBS Financial Services Inc.Morgan Stanley & Co. LLC$5002-19-2009
Benjamin West DriggsUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-06-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.