Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jake Murray, Mike Canavan, Jill PhillipsWaddell & ReedLPL Financial LLC LLC$18505-23-2019
Chase Kent SmithWaddell & ReedMetLife Securities Inc.10-05-2016
Jeffrey David ShrivesWaddell & ReedU.S. Bancorp Investments, Inc.08-06-2015
Joseph Hardy SimpsonWaddell & ReedE*TRADE Securities LLC02-04-2015
Nicole Louise PolatisWaddell & ReedFidelity Brokerage Services LLC$10009-19-2014
Bradley Jay AllenWaddell & ReedAXA Advisors, LLC09-25-2013
Kevin Corey ChristensenWaddell & ReedAXA Advisors, LLC08-14-2013
Susan C. WieckWaddell & ReedTIAA-CREF Individual & Institutional Services, LLC$10007-30-2013
Lisa D Hill-MillarWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2013
Lex John DrollingerWaddell & ReedU.S. Bancorp Investments, Inc.08-22-2012
Monte Michael MeierWaddell & ReedEdward Jones07-23-2012
Richard John GettyWaddell & ReedMorgan Stanley07-28-2010
David William ReichertWaddell & ReedForesters Financial Services, Inc.$10007-08-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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