Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin West DriggsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2505-15-2015
Christopher Noel Williams, Robb Kano FarrWells Fargo Advisors Financial Network, LLCMorgan Stanley$10002-10-2011
Jed Danny DewsnupWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.06-28-2012
Jeffrey Glen SmithWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5009-03-2015
Kevin Clark Kesler, Paul Myron NormanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-12-2009
Michael Sean Hopkins, Richard Charles Romano II, Brian Thomas Collard, Amanda Arcilesi SimmonsWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-23-2012
Richard Timothy Schofield, Dustin William SchofieldWells Fargo Advisors Financial Network, LLCMorgan Stanley$2507-27-2012
Robert Stephen Cheney, Bradley Taylor MillerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10007-10-2013
Roger Dean ThorntonWells Fargo Advisors Financial Network, LLCMorgan Stanley$20006-30-2011
Tyler David LamprechtWells Fargo Advisors Financial Network, LLCMorgan Stanley$2508-29-2012

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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