Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Gilbert ReynoldsWells Fargo Clearing Services, LLCMorgan Stanley$10011-12-2009
Christopher Robert ReynoldsWells Fargo Clearing Services, LLCMorgan Stanley11-12-2009
Duane Albert SteinhausWells Fargo Clearing Services, LLCMorgan Stanley02-03-2010
Jay Andrew JensenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-17-2010
Thomas J. PappasWells Fargo Clearing Services, LLCMorgan Stanley10-21-2010
Cydnie Ann CallawayWells Fargo Clearing Services, LLCMorgan Stanley10-21-2010
Matthew Donald PappasWells Fargo Clearing Services, LLCMorgan Stanley10-21-2010
Jesse Farnsworth WoodcoxWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC02-14-2011
Gary Ray RosenthalWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.03-07-2011
Jeff Kim SchroederWells Fargo Clearing Services, LLCMML Investors Services, LLC03-07-2011
Scott Finley CunninghamWells Fargo Clearing Services, LLCMorgan Stanley05-05-2011
Jeffrey David ShaverWells Fargo Clearing Services, LLCMorgan Stanley05-05-2011
Benjamin Adam WightmanWells Fargo Clearing Services, LLCOptionsHouse, LLC06-06-2011
Mark Jacob GrahamWells Fargo Clearing Services, LLCMorgan Stanley$5007-29-2011
William Nephi AllenWells Fargo Clearing Services, LLCKey Investment Services LLC07-29-2011
Debby Marie Mccosh-RamseyWells Fargo Clearing Services, LLCScottrade, Inc.09-23-2011
Marty D Mecham Sr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$10011-14-2011
Gabriel Gregory NilesWells Fargo Clearing Services, LLCEdward Jones11-14-2011
Paula LarsonWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC03-12-2012
Edward Dennis MakowskiWells Fargo Clearing Services, LLCMorgan Stanley$2504-13-2012
Dean Alan WebbWells Fargo Clearing Services, LLCPFS Investments Inc.04-13-2012
Patrice M ReillyWells Fargo Clearing Services, LLCMorgan Stanley$5007-05-2012
Derek Robert HolbeckWells Fargo Clearing Services, LLCMorgan Stanley07-24-2012
Ryan Robert MajorWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-05-2012
Gregory Boyd PoultonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1011-02-2012
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.