Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam David PaceWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-05-2014
BRIAN Steven CHEBOSKIWells Fargo Clearing Services, LLCCheboski & Associates LLC04-10-2019
Bryan Wilson LloydWells Fargo Clearing Services, LLCMorgan Stanley03-03-2016
Cathy Lyn SullivanWells Fargo Clearing Services, LLCE*TRADE Securities LLC04-12-2018
Charles Gilbert ReynoldsWells Fargo Clearing Services, LLCMorgan Stanley$2511-12-2009
Chris N Williams Vernon Hanssen Robb FarrWells Fargo Clearing Services, LLCMorgan Stanley$13003-02-2011
Christopher R SoutasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-18-2016
Christopher Robert ReynoldsWells Fargo Clearing Services, LLCMorgan Stanley$15011-12-2009
Clifford Coury Mark PyperWells Fargo Clearing Services, LLCMorgan Stanley$34309-13-2016
Clifford Nathan CouryWells Fargo Clearing Services, LLCMorgan Stanley$20109-01-2016
Colby Thomas ThorntonWells Fargo Clearing Services, LLCE*TRADE Securities LLC04-07-2017
Crockett Witt StearnsWells Fargo Clearing Services, LLCFidelity Personal and Workplace Advisors03-04-2020
Cydnie Ann CallawayWells Fargo Clearing Services, LLCMorgan Stanley$1,00010-21-2010
Daniel Ryan LitchfieldWells Fargo Clearing Services, LLCMorgan Stanley06-12-2015
Darrell Thorsted JonesWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-16-2013
David V TranWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-09-2016
Dean Alan WebbWells Fargo Clearing Services, LLCPFS Investments Inc.$5004-13-2012
Derek Robert HolbeckWells Fargo Clearing Services, LLCMorgan Stanley07-24-2012
Dien Minh NguyenWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC01-20-2016
Dirk Brandon MalanWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC04-23-2019
Donovan Stephen WrightWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Franklin Robert Etter IIWells Fargo Clearing Services, LLCMorgan Stanley$19102-14-2013
Gary Ray RosenthalWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.03-07-2011
Gregory Lawrence SteedWells Fargo Clearing Services, LLCTD Ameritrade, Inc.09-06-2017
Jason Dean HansenWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-24-2009
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.