Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff Robert WhyteWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Leslie Ann AshtonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-23-2018
Don M. BunnellWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-30-2017
Tyler Brian LearyWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.04-28-2017
Michael Jonathan WalshWells Fargo Clearing Services, LLCMorgan Stanley03-24-2017
David V. TranWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-09-2016
Maria Gail GarnerWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-03-2015
Jesse Brigham SiggardWells Fargo Clearing Services, LLCFirst Clearing, LLC01-14-2015
Adam David PaceWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-05-2014
Lawrence Scott DickersonWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-16-2013
Tyler Samuel BolyardWells Fargo Clearing Services, LLCEdward Jones08-30-2013
Derek Robert HolbeckWells Fargo Clearing Services, LLCMorgan Stanley07-24-2012
Dean Alan WebbWells Fargo Clearing Services, LLCPFS Investments Inc.04-13-2012
William Nephi AllenWells Fargo Clearing Services, LLCKey Investment Services LLC07-29-2011
Benjamin Adam WightmanWells Fargo Clearing Services, LLCOptionsHouse, LLC06-06-2011
Gary Ray RosenthalWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.03-07-2011
Jeff Kim SchroederWells Fargo Clearing Services, LLCMML Investors Services, LLC03-07-2011
Vaughn Daniel LawWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Todd Scott SchmuckerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Alan J SmileyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Samir Moufid SleimanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Edgar Emer Webster IVWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Leann Gordon MackayWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Darin Shane DewsnupWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Gregory Clyde RuddWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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