Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James HarlowLPL Financial LLCTH Financial$2508-14-2019
John Roland Taylor Jr.LPL Financial LLCRoyal Alliance Associates, Inc.07-19-2019
Jacob Bradley JordisonLPL Financial LLCWells Fargo Clearing Services, LLC07-12-2019
Kathleen BarlowRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-01-2019
Blake Leland HansenLPL Financial LLCMML Investors Services, LLC06-27-2019
John Cody SaulpawAllstate Financial Services, LLCFBL Marketing Services, LLC05-31-2019
Jake Murray, Mike Canavan, Jill PhillipsLPL Financial LLC LLCWaddell & Reed$18505-23-2019
Michael David CanavanLPL Financial LLCWaddell & Reed05-23-2019
Joshua Floyd BlackKestra Investment Services, LLCWoodbury Financial Services, Inc.05-15-2019
Eddie Ray SnowRoyal Alliance Associates, Inc.Cetera Advisor Networks LLC05-14-2019
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services, Inc.04-24-2019
Raymond Cripps De Witt Jr.Concorde Investment Services, LLCSigma Financial Corporation$2504-23-2019
Kelly Allen AngellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Matthew Scott NeveMaximus Wealth AdvisorsStrategic Planning Group04-17-2019
Richard Warren BirdJ.W. Cole Financial, Inc.G.F. Investment Services, LLC04-16-2019
Melinda A. LewisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Matthew T. HoskinsUnited Planners' Financial Services of America A Limited PartnerAllegis Investment Services, LLC04-01-2019
Christopher Michael WilkinsonTriad Advisors LLCWells Fargo Clearing Services, LLC03-22-2019
Spencer Andrew OrmeLPL Financial LLCFidelity Brokerage Services LLC03-01-2019
David Daniel HarrisDFPG Investments, Inc.Allegis Investment Services, LLC02-28-2019
Jacob Michael HudsonLPL Financial LLCWells Fargo Clearing Services, LLC02-27-2019
Jessica Brooke GorhamTD Ameritrade Investment Management, LLCSoFi Securities LLC02-15-2019
Avereigh Layne ClarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEPIQ Capital Group, LLC02-06-2019
Joshua Benjamin HenshawRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Rex William OliverFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-24-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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