Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blair James PerryAmeriprise Financial Services, Inc.Edward Jones10-23-2019
Sam Basil VetasAmeriprise Financial Services, Inc.RBC Capital Markets, LLC10-09-2019
Brianne Mae AuneAmeriprise Financial Services, Inc.RBC Capital Markets, LLC10-09-2019
Sharon Stout MelvilleSecurities Service Network, LLCEK Riley Investments, LLC10-09-2019
Tyler James MorinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-03-2019
Andrew Duane RigbyRPMFP, L.L.C.Foresight Wealth Management, LLC10-02-2019
Dalton Kaoao` ForsytheFreedom Financial Coaching, LLCPeak Investment Coaching, LLC09-26-2019
Cody James LewisProactive Wealth Management, Inc.ARS Investment Advisors, Inc.09-26-2019
Andrew Jay BrownRaymond James Financial Services, Inc.First Western Advisors09-26-2019
Anh Thi Kim DangNorth Capital Private Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Joshua Charles LiljenquistRaymond James Financial Services, Inc.First Western Advisors$10010-10-2019
Richard Kenneth BinghamRaymond James Financial Services, Inc.First Western Advisors$15010-01-2019
Scott Miller KimballRaymond James Financial Services, Inc.First Western Advisors$15009-30-2019
Kevin Vern GrowRaymond James Financial Services, Inc.First Western Advisors$15009-26-2019
Eric Calvin WallaceRaymond James Financial Services, Inc.First Western Advisors$15009-26-2019
Cole Alan CooperRaymond James Financial Services, Inc.First Western Advisors$15009-26-2019
Trent Johnson DavisCambridge Investment Research, Inc.FSC Securities Corporation$25010-04-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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