Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Justin FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedToner Asset Management Group, Inc.10-08-2020
Kishore ShahThe Patriot Financial Group, LLCVerus Capital Partners, LLC$5010-07-2020
Robert Joseph BudnickiAllstate Financial Advisors, LLCThrivent Investment Management Inc.10-05-2020
Christopher Ian DorseyHeritage Wealth Management Group, LtdWells Fargo Clearing Services, LLC10-01-2020
Frederic Houghton Phillips IIJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Francis Kakra SamJ.P. Morgan Securities LLCCUNA Brokerage Services, Inc.09-28-2020
Shelli Jo RichardsonPruco Securities, LLC.Royal Fund Management, LLC09-26-2020
Seth Michael LewisICMA-RC Services, LLCNationwide Investment Services Corporation09-25-2020
Tracy Graham MeltonFirst Allied Securities, Inc.Cambridge Investment Research, Inc.09-24-2020
Danny Hoang NguyenHSBC Securities (USA) Inc.SunTrust Investment Services, Inc.09-23-2020
Zachary Todd HarbageUnited Income, Inc.Morgan Stanley09-23-2020
James Michael MastersPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC09-21-2020
Elizabeth A DeludePalladium Registered Investment AdvisorsFinancial Security Management, Incorporated09-21-2020
William John HoranAmeriprise Financial Services, LLCDavenport & Company LLC$1,00009-19-2020
Alton Lee Christopher Anders JrAmeriprise Financial Services, LLCInfinex Investments, Inc.$2509-18-2020
TIMOTHY David RICHARDSONAvantax Investment Services, Inc.LPL Financial LLC09-18-2020
Kris Andreas WappausRBC Capital Markets, LLCUBS Financial Services Inc.$2509-17-2020
Myron D SafrittAllstate Financial Services, LLCEquitable Advisors, LLC09-17-2020
Thomas C BlockCUSO Financial Services, L.P.Northwestern Mutual Investment Services, LLC09-15-2020
Brett Matthew NelsonAdvicePeriod, LLCVoya Financial Advisors, Inc.09-10-2020
Timothy John Stiffler JrCompton Wealth Advisory Group, LLCEquitable Advisors, LLC09-10-2020
Adam PeacheeAmeriprise Financial Services, LLCValMark Securities, Inc.09-09-2020
Richard David AlexanderCetera Investment Services LLCRaymond James & Associates, Inc.09-08-2020
Matthew J FreemanCetera Advisor Networks LLCPruco Securities, LLC.09-08-2020
Michael Ray MasonMason & Associates, LLCCentaurus Financial, Inc.$5009-04-2020
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Showing 1 to 25 of 2,436 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.