Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Upshur NottinghamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2020
Thomas Paul LeemanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-06-2020
Susan McLeanAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC04-30-2020
Shelly Haas BradenPBMares Wealth Management LLCCommonwealth Financial Network04-30-2020
Tanis Elizabeth BroadwellLPL Financial LLCNationwide Securities, LLC04-15-2020
William Arthur KeeneyEquity Services, Inc.Hornor, Townsend & Kent, LLC04-15-2020
James Tyler Pugh Jr.CAPTRUSTWells Fargo Clearing Services, LLC04-15-2020
Keith Andrew O'BrienLPL Financial LLCRaymond James Financial Services, Inc.$10004-13-2020
Eric EitelJanney Montgomery Scott LLCEdward Jones04-09-2020
Colin J. JohnsonLPL Financial LLCAmeriprise Financial Services, LLC04-07-2020
Homer Israel Stinson Jr.ICMA-RC Services, LLCFirst Command Financial Planning, Inc.$15004-06-2020
Amy Van Hoose SmithRoyal Alliance Associates, Inc.Amy V. Smith Wealth Management, LLC$5004-02-2020
William Timothy BourneCambridge Investment Research, Inc.Colorado Financial Service Corporation04-02-2020
Charles Henry Russell IVCambridge Investment Research, Inc.Colorado Financial Service Corporation04-02-2020
Coleman David ShowalterCambridge Investment Research Advisors, Inc.James River Advisors04-02-2020
Edwin Paul Cox IIICambridge Investment Research Advisors, Inc.James River Advisors04-02-2020
Nathan Lee ArlandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Rick Anthony BarayMadison Avenue Securities, LLCCharles Schwab & Co., Inc.$1,00004-01-2020
Ryan Christopher PhillipsEvermay Wealth Management, LLCSageVest Wealth Management03-31-2020
Sean BeznickiGlassman Wealth Services, LLCArtemis Financial Advisors03-31-2020
Douglas Clay Arthur Jr.LPL Financial LLCAmeriprise Financial Services, LLC$5003-30-2020
Anna Strahs Strahs WattsRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC03-30-2020
Andrew W. S. FrayserC2M Securities, LLCWealthForge Securities, LLC03-25-2020
Robert E. WalkerCentaurus Financial, Inc.Infinex Investments, Inc.03-23-2020
John Michael DukeHilltop Securities Independent Network Inc.Capitol Securities Management, Inc.03-13-2020
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Showing 1 to 25 of 3,793 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.