Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Jeffery GuttridgeGuttridge Capital Management LLC1 North Wealth Services, LLC07-08-2013
Virginia Vents GarciaRaymond James Financial Services, Inc.1st Discount Brokerage, Inc.05-11-2012
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Matthew Thomas EchanizLincoln Financial Advisors Corporation1st Global Capital Corp.$107-01-2011
William Kirk TaylorWest Financial Services, Inc.1St Portfolio Wealth Advisors02-07-2018
Michael Peter Duprey1St Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
William Franklin Smith Jr.Royal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Sharon Mcdaniel WhitehurstCapitol Securities Management, Inc.Aegis Capital Corp.05-29-2009
Teryl Lee TrenchardCapitol Securities Management, Inc.Aegis Capital Corp.05-05-2009
Charles Kent VerruggioWolf Group Capital AdvisorsAllegheny Investments, Ltd.05-11-2012
John Anderson Taylor IIINorthwestern Mutual Investment Services, LLCAllianceBernstein Investments, Inc.08-18-2009
Harvey Seward MartinCabot Lodge Securities LLCAllied Beacon Partners, Inc.10-10-2013
David Steven GarlandCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-13-2013
Gerald Crisman DewittCabot Lodge Securities LLCAllied Beacon Partners, Inc.$10007-12-2013
Curtis Michael WorrellFinancial West GroupAllied Beacon Partners, Inc.07-03-2013
Anne Walden ShufordCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-01-2013
Charles Robert CobbFinancial West GroupAllied Beacon Partners, Inc.06-28-2013
Dustin Thomas BrannerInfinex Investments, Inc.Allied Beacon Partners, Inc.03-25-2013
Scott Douglas NeherInfinex Investments, Inc.Allied Beacon Partners, Inc.05-24-2010
Mary Ellen TwiggInfinex Investments, Inc.Allied Beacon Partners, Inc.02-23-2010
Jennifer Scanlon RossettiniMML Investors Services, LLCAllstate Financial Services, LLC12-19-2017
Samuel Drew WrightKovack Securities Inc.Allstate Financial Services, LLC$2506-22-2017
Samuel Craig BensonThe O.N. Equity Sales CompanyAllstate Financial Services, LLC04-13-2017
Next Page »

Showing 1 to 25 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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