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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Jeffery GuttridgeGUTTRIDGE CAPITAL MANAGEMENT LLC1 North Wealth Services, LLC07-08-2013
Virginia Vents GarciaRaymond James Financial Services, Inc.1st Discount Brokerage, Inc.05-11-2012
Thomas Meade Kampfmueller Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.$5011-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Matthew Thomas EchanizLincoln Financial Advisors Corporation1st Global Capital Corp.07-01-2011
William Kirk TaylorWest Financial Services, Inc.1st Portfolio Wealth Advisors02-07-2018
Nevin KaulAtegra Capital Management, LLC1st Portfolio Wealth Advisors01-11-2018
Michael Peter Duprey1st Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
William Kirk Taylor1st Portfolio Wealth Advisors1ST Portfolio, Inc.08-25-2015
Kevin Reid DraudtAtlas FinancialAbacus Planning Group, Inc.08-20-2019
Claude Mason RoyalRoyal Wealth ManagementACE CAPITAL, INC.10-31-2017
Jennifer Elizabeth Harmon-Von BredowVoya Financial Advisors, Inc.ACI Group11-28-2016
Matthew Tyler WilliamsACIMA Private Wealth LLCACIMA Private Wealth LLC05-11-2016
William Franklin Smith Jr.Royal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$12903-07-2018
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
David Kalani MortonHeritage Financial LLCAcorn Financial Advisory Services, Inc.$1010-20-2016
Mark Grisham CookeHeritage Financial LLCAcorn Financial Advisory Services, Inc.$1210-17-2016
Robert Justin FultonToner Asset Management Group, Inc.AdvicePeriod, LLC03-13-2019
Kent Duane DavisBernhardt Wealth Management, Inc.Advocacy Wealth Management, LLC10-24-2018
Sharon Mcdaniel WhitehurstCapitol Securities Management, Inc.Aegis Capital Corp.05-29-2009
Teryl Lee TrenchardCapitol Securities Management, Inc.Aegis Capital Corp.05-05-2009
Rodrigo Esteban HuertaWest Financial Services, Inc.Aegis Wealth Management LLC08-24-2017
Charles Bailey AtwillAFCG, LLCAFCG, LLC01-01-2011
Cindy Sharon SpitzerArk Financial Management, LLCAFTERSHOCK CONSULTANTS LLC01-07-2016
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Showing 1 to 25 of 3,793 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.