Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Meade Kampfmueller JrCambridge Investment Research, Inc.1st Global Capital Corp.$15011-16-2017
Wiley Cecil Keel JrCambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Matthew Thomas EchanizLincoln Financial Advisors Corporation1st Global Capital Corp.07-01-2011
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
William Kirk TaylorWest Financial Services, Inc.1st Portfolio Wealth Advisors02-07-2018
Nevin KaulAtegra Capital Management, LLC1st Portfolio Wealth Advisors01-11-2018
Jennifer Elizabeth Harmon-Von BredowVoya Financial Advisors, Inc.ACI Group11-28-2016
William Franklin Smith JrRoyal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
Bryce LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
David Kalani MortonHeritage Financial LLCAcorn Financial Advisory Services, Inc.$1010-20-2016
Mark Grisham CookeHeritage Financial LLCAcorn Financial Advisory Services, Inc.$1210-17-2016
Kent Duane DavisBernhardt Wealth Management, Inc.Advocacy Wealth Management, LLC10-24-2018
Rodrigo Esteban HuertaWest Financial Services, Inc.Aegis Wealth Management LLC08-24-2017
Jeffrey Gerald MussattKimble Advisory, LLCAgili, P.C.01-22-2018
Michael GingrichMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.04-02-2019
Michael Francis BymanHemington Wealth ManagementAlexandria Capital03-27-2014
Charles Kent VerruggioWolf Group Capital AdvisorsAllegheny Investments, Ltd.05-11-2012
David Steven GarlandCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-13-2013
Gerald Crisman DewittCabot Lodge Securities LLCAllied Beacon Partners, Inc.$10007-12-2013
Frank Edward Baar JrCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-01-2013
Guy Nicholson AdamsonInfinex Investments, Inc.Allied Beacon Partners, Inc.07-20-2010
Derick Kenneth SoperMML Investors Services, LLCAllstate Financial Services, LLC01-28-2020
Benjamin Louis WrightAmeriprise Financial Services, LLCAllstate Financial Services, LLC09-27-2019
Robert Benton PennMML Investors Services, LLCAllstate Financial Services, LLC09-11-2019
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Showing 1 to 25 of 2,436 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.