Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Matthew Thomas EchanizLincoln Financial Advisors Corporation1st Global Capital Corp.07-01-2011
William Kirk TaylorWest Financial Services, Inc.1st Portfolio Wealth Advisors02-07-2018
William Franklin Smith Jr.Royal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Willis Harwood Eames Jr.FSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
Robert Justin FultonToner Asset Management Group, Inc.AdvicePeriod, LLC03-13-2019
Kent Duane DavisBernhardt Wealth Management, Inc.Advocacy Wealth Management, LLC10-24-2018
Michael Francis BymanHemington Wealth ManagementAlexandria Capital03-27-2014
Charles Kent VerruggioWolf Group Capital AdvisorsAllegheny Investments, Ltd.05-11-2012
Anne Amalia DunnburgCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-15-2013
David Steven GarlandCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-13-2013
Gerald Crisman DewittCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-12-2013
Samuel Drew WrightKovack Securities Inc.Allstate Financial Services, LLC$1706-22-2017
Theodore Robert EckertWells Fargo Clearing Services, LLCAllstate Financial Services, LLC04-04-2011
Michael Patrick LindseyState Farm VP Management Corp.Allstate Financial Services, LLC01-02-2009
Patrick T. SlackDavenport & Company LLCALPS Distributors, Inc.12-23-2014
Jesse J KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Capital Advisory, LLC12-24-2012
Paul Keith McDanielColorado Financial Service CorporationAmerican Classic Securities, Inc.10-11-2010
Karrie Ann ThomasNautilus Financial Group, Inc.American Portfolios Financial Services, Inc.05-12-2011
Michael Anthony MarroccoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-15-2019
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2019
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Michael John Capparelli IVVariant Private Wealth LLCAmeriprise Financial Services, Inc.08-31-2018
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Showing 1 to 25 of 2,117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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